Compliance Officer at Spok Capital Limited

Compliance Officer at Spok Capital Limited

Jobs

Spok Capital Limited is a client-focused financial Services company, licensed by the Securities & Exchange Commission. We offer wide range of financial, investment and advisory services to meet specific needs of our clients.

We are recruiting to fill the position below:

Job Title: Compliance Officer

Location: Lagos

Job Description

  • Preserve the company’s integrity by making sure it stays on a lawful and ethical course 
  • Develop and oversee control systems to prevent or deal with violations of legal, regulatory guidelines and internal policies
  • Evaluate the efficiency of control systems and improve them continuously 
  • Prepare regulatory reports in a timely manner and interact with regulators on compliance issues.
  • Revise procedures and reports periodically to identify hidden risks or non-conformity issues.
  • Draft, modify and implement company policies.
  • Collaborate with corporate counsels and other departments to monitor enforcement of standards and regulations 
  • Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation 
  • Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.
  • Independently investigate and act on matters related to compliance
  • Work with the Company secretary and legal counsels on matters related to board governance and other board related issues
  • Assess the business’s future ventures to identify possible compliance risks 
  • Review the work of colleagues when necessary to ensure that both regulatory and internal compliance issues are adhered to 
  • Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
  • Providing strategic direction to the management team on compliance 
  • Preparing and presenting clear and concise compliance reports to the Board.
  • Coordinating efforts related to audits, reviews, and examinations 

How to Apply
Interested and qualified candidates should forward their CV to: [email protected] and [email protected] using the job title as the subject of the mail

Before applying for this job, read:

Thank you for viewing: Compliance Officer at Spok Capital Limited

Please share this job post to your friends and family.

View Latest Jobs in Nigeria By Industry

Free Job Alerts

Subscribe to get the latest job vacancies in Nigeria delivered to your inbox.

This site uses cookies to offer you a better browsing experience. By browsing this website, you agree to our use of cookies.