Compliance Officer at Spok Capital Limited

Compliance Officer at Spok Capital Limited


Spok Capital Limited is a client-focused financial Services company, licensed by the Securities & Exchange Commission. We offer wide range of financial, investment and advisory services to meet specific needs of our clients.

We are recruiting to fill the position below:

Job Title: Compliance Officer

Location: Lagos

Job Description

  • Preserve the company’s integrity by making sure it stays on a lawful and ethical course 
  • Develop and oversee control systems to prevent or deal with violations of legal, regulatory guidelines and internal policies
  • Evaluate the efficiency of control systems and improve them continuously 
  • Prepare regulatory reports in a timely manner and interact with regulators on compliance issues.
  • Revise procedures and reports periodically to identify hidden risks or non-conformity issues.
  • Draft, modify and implement company policies.
  • Collaborate with corporate counsels and other departments to monitor enforcement of standards and regulations 
  • Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation 
  • Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.
  • Independently investigate and act on matters related to compliance
  • Work with the Company secretary and legal counsels on matters related to board governance and other board related issues
  • Assess the business’s future ventures to identify possible compliance risks 
  • Review the work of colleagues when necessary to ensure that both regulatory and internal compliance issues are adhered to 
  • Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
  • Providing strategic direction to the management team on compliance 
  • Preparing and presenting clear and concise compliance reports to the Board.
  • Coordinating efforts related to audits, reviews, and examinations 

How to Apply
Interested and qualified candidates should forward their CV to: [email protected] and [email protected] using the job title as the subject of the mail

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